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Elevator Codes and Regulations


This hub introduces major elevator standards and the local authorities that enforce them. Check the requirements for the installation’s jurisdiction before scheduling inspections, appointing contractors, or planning alterations.

Quick Answer

ASME A17.1/CSA B44 covers elevator design, construction, operation, inspection, testing, maintenance, alteration, and repair in North America. EN 81 is a major European standards series. For a particular installation, identify the code edition and amendments adopted by the responsible authority.

ASME A17.1: The Master Code

ASME A17.1, jointly published with CSA B44 (Canada), is the elevator safety bible in North America. It defines:

  • Design and construction standards (rope sizes, brake forces, governor trip speeds)
  • Inspection requirements (Category 1, Category 5)
  • Testing schedules (annual, 5-year)
  • Maintenance documentation requirements
  • Alteration and modernization rules

Check the adopted edition, local amendments, and rules for existing equipment with the authority having jurisdiction. Do not assume the newest published standard is the edition legally applicable to an installation.

EN 81 (Europe)

The European equivalent. Different in details (rope safety factors, fire-rating requirements) but covers the same ground. Manufacturers selling internationally engineer for both.

Other Codes

ASME A17.3

Covers existing elevators (the "retrofit" code).

ASME A17.4

Guide for emergency personnel — evacuation procedures and firefighters' service operations. Home elevators are covered separately, under ASME A17.1 §5.3 (Private Residence Elevators).

NFPA 72

Fire alarm code — specifies how elevators must integrate with the building fire alarm system (Phase I and Phase II fire service).

Inspection Cadence

Confirm the applicable inspection and test schedule with the local authority and an appropriately qualified inspection provider.

For example, New York City DOB distinguishes periodic inspections from Category 1 and Category 5 tests, with separate reporting requirements. Its schedule is a local example, not a nationwide timetable.

Licensing

Check the local requirements for mechanics, contractors, inspection agencies, and individual inspectors before hiring them. Our elevator mechanic careers guide introduces the training route.

Credentials and authorization are different questions: do not assume a QEI credential alone authorizes someone to perform every official inspection. NYC DOB, for example, requires approved inspection agencies and describes separate permitting requirements.

FAQ

Who enforces elevator codes?

State elevator boards. Most states have an Elevator Safety Board or equivalent that oversees licensing, inspections, and code compliance. Some delegate to local building departments.

What happens if my elevator fails inspection?

Follow the report and the local authority’s instructions for correction, filing, and any restriction on use. Deadlines depend on the defect and the type of notice. NYC DOB publishes separate rules for test defects and DOB violations; do not assume a generic 30-to-90-day correction period applies.

How often does ASME A17.1 update?

Every three years. Each update is published as a numbered edition (e.g., A17.1-2022). States adopt new editions on their own schedule.

Are home elevators inspected?

Requirements for private-residence elevators depend on local rules and the equipment. Ask the authority having jurisdiction which inspections, permits, and code provisions apply to the home elevator.

  • Elevator Safety Systems — what the code requires
  • How to Become an Elevator Mechanic — licensing and apprenticeship
  • Elevator Modernization — code-driven upgrades